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National Counterintelligence and Security Center

Security Executive Agent:  Policy

 

Security Executive Agent Directive-1 (SEAD-1)  This Directive consolidates and summarizes the authorities and responsibilities assigned to the Director of National Intelligence (DNI) in the role as the Security Executive Agent (SecEA) responsible for the development, implementation, and oversight of effective, efficient, and uniform policies and procedures governing the conduct of investigations and adjudications for eligibility for access to classified information or eligibility to hold a sensitive position.

 

Security Executive Agent Directive-2 (SEAD-2)  Use of polygraph in support of personnel security determinations for initial or continued eligibility for access to classified information or elitibility to hold a sensitve position

 

Security Executive Agent Directive-3 (SEAD-3)  Reporting Requirements

 

Security Executive Agent Directive-4 (SEAD-4)  National Adjuicative Guidelines

 

Security Executive Agent Directive-5 (SEAD-5)  Collection, use, and retention of publicly available social media information in personnel security background investigations and adjudications

 

Security Executive Agent:  Executive Orders

 

Executive Order 10450, Security Requirements for Government Employment, April 27, 1953 Requires that all persons employed in Government departments and agencies be reliable, trustworthy, of good conduct and character, and of complete and unswerving loyalty to the United States

 

Executive Order 12968, Access to Classified Information, August 2, 1995 Establishes a uniform Federal personnel security program for employees who will be considered for initial or continued access to classified.

 

Executive Order 13467, Reforming Processes Related to Suitability for Government Employment, Fitness for Contractor Employees, and Eligibility for Access to Classified National Security Information, (June 30, 2008). Expanded on IRTPA requirements to further align and guide reform efforts within Government

 

Executive Order 13488, Granting Reciprocity on Excepted Service and Federal Contractor Employee Fitness and Reinvestigating Individuals in Positions of Public Trust, (January 16, 2009). Complements EO 13467 by further aligning reciprocity to the extent possible between security clearances and Fitness, Public Trust determinations.

 

Presidential Memorandum for the Heads of Executive Departments and Agencies and the Assistant to the President for National Security Affairs, dated February 5, 2008, Subject: Security Clearances. Directs the Reform Effort principals to produce a comprehensive reform proposal establishing comprehensive credentialing, security clearance, and suitability processes.

Intelligence Reform and Terrorism Prevention Act of 2004 (IRTPA) Public Law 108-458, reforms the Intelligence Community and creates the Director of National Intelligence.

 

Intelligence Authorization Act for FY 2010, Public Law 111-259 Authorized intelligence and intelligence-related activities for FY 2010 creating additional security clearance related oversight and reporting requirements for the DNI Security Executive Agent.

Guidelines for Personnel Security Research Recommendations from the IC Behavioral and Social Sciences Research Group (3/12)

 

Personnel security research is conducted to improve security processes and provide policymakers with a defensible evidence base from which to justify their risk-management decisions.  While U.S. Government agencies strive to conduct sound personnel security research, the degree to which this research adheres to scientific principles of study design, procedures, statistical analysis, and reporting often varies.  At the request of the Defense Personnel Security Research Center (PERSEREC), this document was created to serve as a reference for both researchers and policymakers.  Authored by behavioral scientists familiar with personnel security research, it provides guidance on scientific approaches to study design, sampling, data collection, statistical analysis, and the reporting of research findings.  This document should be used as a reference by those undertaking research efforts in personnel security and by those seeking to use personnel security research findings to inform policy or process decisions.

Below are examples of when your security clearance may not be eligible for reciprocity and gaining agencies will most likely require additional security clearance processing.

 

  • Your existing clearance was granted on an interim or temporary basis.
  • Your existing clearance was based on exception to standards.
  • The date of your last investigation, upon which your existing clearance is based, is older than seven years for Top Secret, 10 years for Secret, and 15 years for Confidential.
  • The position for which you are being considered requires a polygraph or a different type polygraph than you have taken in the past.
  • The position for which you are being considered has Special Access Program (SAP) requirements.
  • You are currently cleared at the Confidential or Secret level, and the position for which you are being considered requires a Top Secret clearance.

Below are examples where your concern is most likely a suitability or human resources (HR) process and is not a security clearance reciprocity issue.

 

  • The new employer requires you to fill out a pre-screening questionnaire for hiring purposes, which focuses on your personal character and conduct prior to be being hired.
  • The new employer requires a pre-hire medical examination.
  • The new employer requires you to fill out a Declaration for Federal Employment.

Reciprocity Policy

 

Intelligence Reform and Terrorism Prevention Act of 2004 (IRTPA) – 17 December 2004
Title III of IRTPA established statutory guidelines for reciprocity of security clearances. This act provides congressional direction that all legitimate government clearances are to be accepted and transferable between and among government agencies. For additional information follow the above link.
 
Presidential Executive Order 12968 : “ Access To Classified Information” –7 August 1995
Signed by President Clinton, this Executive Order sets eligibility standards for agency heads in granting access to National Security Information and details the investigative and adjudicative requirements for each level of access. It also defines conditions for when reciprocity must be practiced and for when conditions allow for denial of reciprocity. For additional information follow the above link.
 
Presidential Executive Order 13467: “Reforming Processes Related to Suitability for Government Employment, Fitness for Contractor Employees, and Eligibility for Access to Classified National Security Information” – 2 July 2008
Signed by President Bush, this Executive Order established the Performance Accountability Council (PAC) chaired by the Deputy Director for Management, Office of Management and Budget. The PAC ensures alignment of security and suitability investigative and adjudicative processes. This Executive Order also established the Suitability Executive Agent and the Security Executive Agent. The Director of the Office of Personnel Management (OPM) serves as the Suitability Executive Agent and the Director of National Intelligence (DNI) serves as the Security Executive Agent. For additional information follow the above link.
 
Office of Management and Budget (OMB)
 
Memorandums to Executive Departments and Agencies: “Reciprocal Recognition of Existing Personnel Security Clearances” -- 12 December 2005, 17 July 2006, and 14 November 2007
Signed by Clay Johnson, Deputy Director for Management, these three memorandums implemented guidance for uniform acceptance of compatible security clearances. The memorandums further clarified exceptions and introduced the Checklist of Permitted Exceptions to Reciprocity. For additional information follow the above link.
 
Director of National Intelligence Memorandum: “Executive Order 13467 and reciprocal Recognition of Existing Personnel Security Clearances” – 1 October 2008
Signed by DNI J.M. McConnell, this memorandum focused on the DNI’s commitment as Security Executive Agent, in streamlining the process by which eligibility for access to classified national security information is determined. Workforce mobility is assured by continued success of inter-agency reciprocity of security clearances. Executive Order 13467 directs reciprocal recognition while ensuring cost-effective, timely and efficient protection of the national interest. For additional information follow the above link.
 
Director of National Intelligence Community Policy Guidance 704.4 (ICPG 704.4): “Reciprocity of Personnel Security Clearance and Access Determinations” – 2 October 2008
This policy provides DNI guidance on reciprocity within the Intelligence Community (IC) and defines those areas where reciprocity must be supported by IC element heads and amplifies those special considerations and exceptions to reciprocity that apply within the IC to protect intelligence methods and sources. For additional information follow the above link.

 

National Counterintelligence and Security Center